Filing Details
- Accession Number:
- 0001104659-18-042310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-26 16:54:38
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-26 16:54:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674365 | Aptinyx Inc. | APTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341382 | N James Topper | C/O Aptinyx Inc. 909 Davis Street, Suite 600 Evanston IL 60201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-25 | 1,047,450 | $0.00 | 1,047,450 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-06-25 | 1,197,076 | $0.00 | 2,244,526 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-06-25 | 795,553 | $0.00 | 3,040,079 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-06-25 | 150,000 | $16.00 | 3,190,079 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2018-06-25 | 28,895,188 | $0.00 | 1,047,450 | $0.00 |
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2018-06-25 | 33,022,786 | $0.00 | 1,197,076 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-06-25 | 21,946,301 | $0.00 | 795,553 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
- The shares are held directly by Frazier Life Sciences VIII, L.P. ("FLS-VIII"). FHM Life Sciences VIII, L.P. ("FHM-VIII L.P.") serves as the sole general partner of FLS-VIII and owns no shares directly. FHM Life Sciences VIII, LLC ("FHM-VIII LLC") serves as the sole general partner of FHM-VIII L.P. and owns no shares directly. James N. Topper and Patrick Heron are members of FHM-VIII LLC and share voting and dispositive power over the shares held by FLS-VIII; however, they disclaim beneficial ownership of the shares held by FLS-VIII except to the extent of their pecuniary interests therein.
- On June 25, 2018, FLS-VIII purchased 150,000 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.