Filing Details
- Accession Number:
- 0001104659-18-042297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-26 16:44:56
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-26 16:44:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1674365 | Aptinyx Inc. | APTX | Pharmaceutical Preparations (2834) | 474626057 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741434 | Ashish Khanna | C/O Aptinyx Inc. 909 Davis Street, Suite 600 Evanston IL 60201 | Cfo And Cbo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-25 | 5,290 | $0.00 | 256,990 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-06-25 | 6,046 | $0.00 | 263,036 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-06-25 | 4,094 | $0.00 | 267,130 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-06-25 | 6,000 | $16.00 | 273,130 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-06-25 | 1,800 | $16.00 | 1,800 | No | 4 | P | Indirect | By family member |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By family member |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Preferred Stock | Disposition | 2018-06-25 | 145,935 | $0.00 | 5,290 | $0.00 |
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2018-06-25 | 166,782 | $0.00 | 6,046 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-06-25 | 112,959 | $0.00 | 4,094 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into shares of Common Stock on a 27.58621-for-one basis immediately prior to the closing of the Issuer's initial public offering without payment or consideration. The shares of Series A-1 Convertible Preferred Stock, Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock had no expiration date.
- On June 25, 2018, the Reporting Person purchased 6,000 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.
- On June 25, 2018, a family member of the Reporting Person purchased 1,800 shares of common stock of the Issuer at a price of $16.00 per share pursuant to an underwritten public offering.