Filing Details
- Accession Number:
- 0000908662-18-000170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-25 19:16:39
- Reporting Period:
- 2018-06-25
- Accepted Time:
- 2018-06-25 19:16:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1346302 | Xeris Pharmaceuticals Inc | XERS | Pharmaceutical Preparations (2834) | 203352427 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1744226 | Palmetto Partners, Ltd. | 109 N. Post Oak Lane, Suite 600 Houston TX 77024 | No | No | Yes | No | |
| 1744227 | Palmetto Partners 2014, Lp | 109 N. Post Oak Lane, Suite 600 Houston TX 77024 | No | No | Yes | No | |
| 1744228 | Palmetto Partners 2015, Lp | 109 N. Post Oak Lane, Suite 600 Houston TX 77024 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-25 | 930,383 | $0.00 | 930,383 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 581,992 | $0.00 | 1,512,375 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 447,686 | $0.00 | 1,960,061 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2018-06-25 | 150,000 | $15.00 | 2,110,061 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2018-06-25 | 1,657,125 | $0.00 | 930,383 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2018-06-25 | 1,036,599 | $0.00 | 581,992 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2018-06-25 | 797,384 | $0.00 | 447,686 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The securities are owned by Palmetto Partners, 2014, LP, who is a member of a group with Palmetto Partners, Ltd. and Palmetto Partners 2015, LP.
- Each share of Preferred Stock automatically converted into Common Stock, for no additional payment or consideration, on a 1.78112-for-1 basis, at the closing of the Issuer's initial public offering on June 25, 2018 and had no expiration date.
- The securities are owned by Palmetto Partners 2015, LP, who is a member of a group with Palmetto Partners, Ltd. and Palmetto Partners 2014, LP.
- The securities are owned by Palmetto Partners, Ltd., who is a member of a group with Palmetto Partners 2014, LP and Palmetto Partners 2015, LP.
Billionaire Hedge Funds
