Filing Details
- Accession Number:
- 0000921895-18-002016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-25 15:45:47
- Reporting Period:
- 2017-07-24
- Accepted Time:
- 2018-06-25 15:45:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009891 | Air Industries Group | AIRI | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 204458244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540462 | Richmond Brothers, Inc. | 3568 Wildwood Avenue Jackson MI 49202 | No | No | Yes | Yes | |
1697890 | Rbi Private Investment Ii, Llc | 3568 Wildwood Avenue Jackson MI 49202 | No | No | No | Yes | |
1698614 | S. David Richmond | 3568 Wildwood Avenue Jackson MI 49202 | No | No | Yes | Yes | |
1698617 | J. Matthew Curfman | 3568 Wildwood Avenue Jackson MI 49202 | No | No | Yes | Yes | |
1698718 | Rbi Pi Manager, Llc | 3568 Wildwood Avenue Jackson MI 49202 | No | No | No | Yes | |
1698822 | Plan Sharing Profit 401(K) Brothers Richmond | 3568 Wildwood Avenue Jackson MI 49202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-07-24 | 1,633 | $1.49 | 3,130 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2017-09-21 | 1,886 | $1.44 | 6,859 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2017-09-21 | 2,464 | $1.44 | 9,323 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2017-11-27 | 1,685 | $1.38 | 14,657 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2017-11-27 | 2,190 | $1.38 | 16,847 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2018-06-14 | 10,944 | $1.70 | 30,814 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2018-06-14 | 9,547 | $1.70 | 40,361 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2018-06-14 | 7,281 | $1.70 | 47,642 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Common Stock | Acquisiton | 2018-06-14 | 9,732 | $1.70 | 57,374 | No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
No | 4 | P | Indirect | By: Richmond Brothers 401(k) Profit Sharing Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,333 | Indirect | By: RBI Private Investment II, LLC |
Footnotes
- This Form 4 is filed jointly by RBI Private Investment II, LLC ("RBI PII"), RBI PI Manager, LLC ("RBI Manager"), Richmond Brothers 401(k) Profit Sharing Plan ("RBI Plan"), Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
- Not reported herein are securities of the Issuer held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the securities held in the Separately Managed Accounts for purposes of Section 16.
- Represents securities directly owned by RBI PII. RBI Manager, as the manager of RBI PII, may be deemed to beneficially own the securities owned directly by RBI PII. Mr. Richmond, as the manager of RBI Manager, may be deemed to beneficially own the securities owned directly by RBI PII.
- Represents securities directly owned by RBI Plan. Messrs. Richmond and Curfman, as trustees of RBI Plan, may be deemed to beneficially own the securities owned directly by RBI Plan.
- Not reported herein are transactions by RBI Plan in which no Reporting Person (including Messrs. Richmond and Curfman) has a pecuniary interest.