Filing Details
- Accession Number:
- 0001144204-18-035443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-22 19:33:02
- Reporting Period:
- 2018-06-22
- Accepted Time:
- 2018-06-22 19:33:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1731831 | Eidos Therapeutics Inc. | EIDX | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315082 | Ra Capital Healthcare Fund Lp | C/O Ra Capital Management, Llc 20 Park Plaza, Suite 1200 Boston MA 02116 | No | No | Yes | No | |
1346824 | Ra Capital Management, Llc | 20 Park Plaza, Suite 1200 Boston MA 02116 | Yes | No | No | No | |
1384859 | Peter Kolchinsky | C/O Ra Capital Management, Llc 20 Park Plaza, Suite 1200 Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-22 | 1,103,847 | $0.00 | 1,103,847 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-06-22 | 1,058,824 | $17.00 | 2,162,671 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-06-22 | 922,950 | $0.00 | 1,103,847 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The convertible preferred stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a 1.196-for-one basis, and had no expiration date.
- Includes (a) 898,533 shares of Common Stock that are held by RA Capital Healthcare Fund, L.P.(the "Fund") and (b) 205,314 shares of Common Stock that are held in an account owned by a separately managed account (the "Account").
- RA Capital Management, LLC (the "Adviser") is the general partner of the Fund and the investment adviser for the Account. Peter Kolchinsky is the sole manager of the Adviser. The Adviser and Dr. Kolchinsky may be deemed indirect beneficial owners of the securities and they disclaim beneficial ownership of the reported securities: (A) in reliance on Rule 16a-1(a)(1)(v) and (vii); and (B) held by the Fund, for purposes of Rule 16a-1(a)(2), except to the extent of their pecuniary interest therein.
- The Adviser and Dr. Kolchinsky have no pecuniary interest in the reported securities held in the Account and disclaim: (A) beneficial ownership thereof for purposes of Rule 16a-1(a)(2); and (B) any obligation to file reports under Section 16 other than as a director by deputization. The filing of this Form 4 shall not be construed as an admission that either the Adviser or Dr. Kolchinsky is or was for the purposes of Section 16(a), or otherwise, the beneficial owner of any of the securities held in the Account.
- Includes (a) 856,266 shares of Common Stock held by the Fund and (b) 202,558 held in the Account, in each case acquired in the Issuer's initial public offering.
- These securities include 1,754,799 shares held by the Fund and 407,872 shares held in the Account.
- Represents 751,282 shares of Series B Convertible Preferred Stock held by the Fund and 171,668 shares of Series B Convertible Preferred Stock held in the Account.