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Filing Details

Accession Number:: 0001346000-11-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-17 18:40:21
Reporting Period:: 2011-02-15

Filing Date:: 2011-02-17
Accepted Time:: 2011-02-17 18:40:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1278021	Marketaxess Holdings Inc	MKTX	Security Brokers, Dealers & Flotation Companies (6211)	522230784

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1082906	C Jay Hoag	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1188444	Jr Q Jon Reynolds	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1188456	John Drew	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1188458	William Griffith	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1197937	Rick Kimball	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1343722	Robert Trudeau	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	Yes	No	Yes	Yes
1346000	P L Vi Tcv	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1361345	Tcv Member Fund, L.p.	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes
1370400	Technology Crossover Management Vi, L.l.c.	C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301	No	No	Yes	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-02-15	1,190,624	$20.57	2,282,028	No	4	S	Indirect	TCV VI, L.P.
Common Stock	Disposition	2011-02-15	9,376	$20.57	17,971	No	4	S	Indirect	TCV Member Fund, L.P.
Common Stock	Disposition	2011-02-15	3,378	$20.85	7,486	No	4	S	Indirect	TCV VI Management, L.L.C.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	TCV VI, L.P.
No	4	S	Indirect	TCV Member Fund, L.P.
No	4	S	Indirect	TCV VI Management, L.L.C.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,462	Indirect	Robert W. Trudeau

Footnotes

These shares are directly held by TCV VI, L.P. Robert W. Trudeau ("Trudeau"), Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and William J.G. Griffith IV (collectively, the "TCM VI Members") are Class A Members of Technology Crossover Management VI, L.L.C. ("TCM VI"), which is the sole general partner of TCV VI, L.P. The TCM VI Members and TCM VI may be deemed to beneficially own the shares held by TCV VI, L.P., but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VI Members are Class A Members of TCM VI, which is a general partner of TCV MF. The TCM VI Members and TCM VI may be deemed to beneficially own certain of the shares held by TCV MF, but the TCM VI Members and TCM VI disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
The price reported reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $20.8450 to $20.8500. The Reporting Persons hereby undertake to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
These shares are directly held by TCV VI Management, L.L.C . ("TCV VI Management"). The TCM VI Members are members of TCV VI Management, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
These shares are directly held by Trudeau. Trudeau has sole voting and dispositive power over the shares; however, TCV VI Management owns 100% of the pecuniary interest therein. The TCM VI Members are members of TCV VI Management, but disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.