Filing Details
- Accession Number:
- 0001251769-18-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-22 16:35:48
- Reporting Period:
- 2018-06-20
- Accepted Time:
- 2018-06-22 16:35:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1251769 | Apollo Endosurgery Inc. | APEN | Surgical & Medical Instruments & Apparatus (3841) | 161630142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688530 | L. Stefanie Cavanaugh | 1120 South Capital Of Texas Highway Building One, Ste 300 Austin TX 78746 | Cfo, Treasurer, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Sock | Acquisiton | 2018-06-20 | 4,545 | $5.50 | 19,569 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Amount includes 440 shares of common stock received following vesting and release of restricted stock units, which grants were originally made on May 25, 2017 and previously reported on Form 4.
Billionaire Hedge Funds
