Filing Details
- Accession Number:
- 0001179110-18-008895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-21 16:11:40
- Reporting Period:
- 2018-06-19
- Accepted Time:
- 2018-06-21 16:11:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1657197 | Cotiviti Holdings Inc. | COTV | Services-Business Services, Nec (7389) | 460595918 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1673025 | Jonathan Olefson | C/O Cotiviti Holdings, Inc. One Glenlake Parkway, Suite 1400 Atlanta GA 30328 | Svp, Gen. Counsel, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2018-06-19 | 20,000 | $6.26 | 20,884 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2018-06-19 | 20,000 | $41.10 | 884 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Options (right to buy) | Disposition | 2018-06-19 | 20,000 | $0.00 | 20,000 | $6.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,200 | 2023-11-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 4,316 | Indirect | By Trust |
Footnotes
- The sales reported in this Form 4 of securities held directly by the Reporting Person were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 16, 2017.
- Held directly by The Arnold Olefson 2007 Personal Residence Trust, dated February 7, 2007, of which the Reporting Person serves as a Trustee.
- These options ("Performance Awards") vest based on upon the weighted average price of the Issuer's common stock for any fiscal quarter exceeding a value that shall be calculated by the Issuer at the end of each such fiscal quarter in accordance with Stock Option Award Agreement pursuant to which such Performance Awards were granted, subject to the Reporting Person's continued service through each applicable vesting date. All of these Performance Awards had vested as of September 30, 2016.
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