Filing Details
- Accession Number:
- 0001719312-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-21 16:08:12
- Reporting Period:
- 2018-06-20
- Accepted Time:
- 2018-06-21 16:08:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1710155 | National Vision Holdings Inc. | EYE | Ophthalmic Goods (3851) | 464841717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1719312 | Chris Beasley | C/O National Vision Holdings, Inc., 2435 Commerce Avenue, Bldg. 2200 Duluth GA 30096-4980 | Svp, Accounting, & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-20 | 6,219 | $5.25 | 6,219 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-20 | 6,219 | $38.97 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-06-20 | 6,219 | $0.00 | 6,219 | $5.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,604 | 2025-09-01 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2018
- Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $38.71 to $39.10. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Of these 48,823 stock options, 12,205 are vested and the remaining 36,618 stock options will vest in three equal annual installments on September 1, 2018, 2019 and 2020. An additional 91,543 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.