Filing Details
- Accession Number:
- 0001140361-18-029333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-20 16:56:11
- Reporting Period:
- 2018-06-18
- Accepted Time:
- 2018-06-20 16:56:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
923571 | Us Xpress Enterprises Inc | USX | Trucking (No Local) (4213) | 621378182 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378972 | M Lisa Pate | 4080 Jenkins Rd. Chattanooga TN 37421 | Chief Administrative Officer | Yes | Yes | Yes | Yes |
1743550 | Pate M. Lisa Fbo Trust Irrevocable 2012 Quinn Marie Anna | 4080 Jenkins Road Chattanooga TN 37421 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2018-06-18 | 790,602 | $15.00 | 2,583,914 | No | 4 | S | Indirect | Trustee |
Class B Common Stock | Disposition | 2018-06-18 | 1,250,000 | $16.00 | 150,005 | No | 4 | S | Indirect | Managing General Partner |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trustee |
No | 4 | S | Indirect | Managing General Partner |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 222,222 | Direct | |
Class A Common Stock | 9,375 | Direct |
Footnotes
- Represents shares of the Company's Class B common stock sold on June 18, 2018 in the Issuer's initial public offering and Class B common stock sold upon the exercise of the underwriters' over-allotment option in such offering at a price per share of $15.00, representing the initial public offering price of $16.00 per share, less underwriting discounts and commissions of $1.00 per share. Each share of Class B common stock converted to one share of Class A common stock upon sale.
- Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Lisa M. Pate is the sole trustee.
- Represents shares of the Company's Class B common stock sold on June 18, 2018, to an entity affiliated with the issuer's Chairman of the Board, Max Fuller, and to the issuer's President and Chief Executive Officer, William E. Fuller.
- Shares held by Quinn Family Partners, L.P., in which Ms. Lisa M. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.
- Shares held by Ms. Lisa M. Pate.