Filing Details

Accession Number:
0001140361-18-029333
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-20 16:56:11
Reporting Period:
2018-06-18
Accepted Time:
2018-06-20 16:56:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
923571 Us Xpress Enterprises Inc USX Trucking (No Local) (4213) 621378182
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1378972 M Lisa Pate 4080 Jenkins Rd.
Chattanooga TN 37421
Chief Administrative Officer Yes Yes Yes Yes
1743550 Pate M. Lisa Fbo Trust Irrevocable 2012 Quinn Marie Anna 4080 Jenkins Road
Chattanooga TN 37421
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2018-06-18 790,602 $15.00 2,583,914 No 4 S Indirect Trustee
Class B Common Stock Disposition 2018-06-18 1,250,000 $16.00 150,005 No 4 S Indirect Managing General Partner
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trustee
No 4 S Indirect Managing General Partner
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 222,222 Direct
Class A Common Stock 9,375 Direct
Footnotes
  1. Represents shares of the Company's Class B common stock sold on June 18, 2018 in the Issuer's initial public offering and Class B common stock sold upon the exercise of the underwriters' over-allotment option in such offering at a price per share of $15.00, representing the initial public offering price of $16.00 per share, less underwriting discounts and commissions of $1.00 per share. Each share of Class B common stock converted to one share of Class A common stock upon sale.
  2. Shares held by the Anna Marie Quinn 2012 Irrevocable Trust FBO Lisa M. Pate of which Ms. Lisa M. Pate is the sole trustee.
  3. Represents shares of the Company's Class B common stock sold on June 18, 2018, to an entity affiliated with the issuer's Chairman of the Board, Max Fuller, and to the issuer's President and Chief Executive Officer, William E. Fuller.
  4. Shares held by Quinn Family Partners, L.P., in which Ms. Lisa M. Pate is the managing general partner. Ms. Pate disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purposes.
  5. Shares held by Ms. Lisa M. Pate.