Home > Insider Trading > Filing (0001062993-18-002678)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1591956	Sphere 3D Corp	ANY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1409130	L. Kurt Kalbfleisch	9112 Spectrum Center Blvd San Diego CA 92123	Svp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-06-18	21,134	$0.00	51,288	No	4	M	Direct
Common Stock	Disposition	2018-06-19	8,952	$0.52	42,336	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2018-06-18	24,134	$0.00	24,134	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
122,799			No	4	M	Direct

Footnotes

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 120,666 shares which will vest in five bi-annual installments starting on 12-18-18.