Filing Details
- Accession Number:
- 0001562180-18-003069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-20 16:12:24
- Reporting Period:
- 2018-06-18
- Accepted Time:
- 2018-06-20 16:12:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1590877 | Regenxbio Inc. | RGNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521123 | J. Patrick Christmas | C/O Regenxbio Inc. 9600 Blackwell Road, Suite 210 Rockville MD 20850 | Svp, General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-18 | 5,000 | $12.10 | 21,141 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-18 | 400 | $55.25 | 20,741 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-18 | 4,600 | $56.91 | 16,141 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 1,528 | $12.10 | 17,669 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-18 | 5,000 | $0.00 | 5,000 | $12.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-19 | 1,528 | $0.00 | 1,528 | $12.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,000 | 2026-08-17 | No | 4 | M | Direct | |
| 68,472 | 2026-08-17 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $55.15 to $55.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $56.35 to $57.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The previously granted option, representing a right to purchase a total of 125,000 shares, became exercisable as follows: 25% of the shares subject to this option vested on August 18, 2017, and the balance vests in equal monthly installments over the 36 months thereafter while the optionee provides continuous service to the Issuer.
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