Filing Details
- Accession Number:
- 0001593968-18-000934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-20 14:05:18
- Reporting Period:
- 2018-06-18
- Accepted Time:
- 2018-06-20 14:05:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 887359 | Vericel Corp | VCEL | Biological Products, (No Disgnostic Substances) (2836) | 943096597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1300997 | K Paul Wotton | C/O Vericel Corporation 64 Sidney Street Cambridge MA 02139 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-18 | 5,000 | $3.74 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-18 | 10,000 | $2.76 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-18 | 15,000 | $3.74 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-18 | 10,000 | $12.06 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-18 | 15,000 | $12.06 | 5,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-18 | 5,000 | $12.06 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-06-18 | 5,000 | $0.00 | 5,000 | $3.74 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-06-18 | 10,000 | $0.00 | 10,000 | $2.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-06-18 | 15,000 | $0.00 | 15,000 | $3.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-20 | 2025-03-20 | No | 4 | M | Direct |
| 5,000 | 2016-05-04 | 2026-05-04 | No | 4 | M | Direct |
| 0 | 2015-03-20 | 2025-03-20 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.
- The options, representing a right to purchase a total of 5,000 shares, became exercisable in twelve equal monthly installments beginning on March 20, 2015, which was the date on which the option was granted.
- The options, representing a right to purchase a total of 10,000 shares, became exercisable in twelve equal monthly installments beginning on May 4, 2016, which was the date on which the option was granted.
- The options, representing a right to purchase a total of 15,000 shares, became exercisable in thirty six equal monthly installments beginning on March 20, 2015, which was the date on which the option was granted.
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