Filing Details
- Accession Number:
- 0000899243-18-017237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 18:46:00
- Reporting Period:
- 2018-01-23
- Accepted Time:
- 2018-06-19 18:46:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1348036 | Avalara Inc | AVLR | Services-Prepackaged Software (7372) | 911995935 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741458 | M Scott Mcfarlane | 255 South King St., Suite 1800 Seattle WA 98104 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-22 | 30,000 | $16.60 | 697,476 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-05-29 | 9,375 | $17.68 | 9,375 | No | 4 | P | Indirect | By MVPROJECTS, LLC |
Common Stock | Acquisiton | 2018-06-19 | 12 | $0.00 | 697,488 | No | 4 | C | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Indirect | By MVPROJECTS, LLC |
No | 4 | C | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-06-19 | 25 | $0.00 | 12 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2018-01-23 | 150,000 | $0.00 | 150,000 | $16.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
150,000 | 2028-01-23 | No | 4 | A | Direct |
Footnotes
- The reporting person is a member of MVPROJECTS, LLC.
- Shares of preferred stock automatically converted into shares of common stock on a 2-to-1 basis immediately prior to the closing of the Issuer's initial public offering with cash paid in lieu of a fractional share. The preferred stock had no expiration date.
- The option vests and becomes exercisable as to 25% of the total shares on Janaury 1, 2019, and 1/48th of the total shares vest and become exercisable monthly thereafter such that the option is fully vested and exercisable on January 1, 2022.