Filing Details
- Accession Number:
- 0000899243-18-017227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 18:40:17
- Reporting Period:
- 2018-01-24
- Accepted Time:
- 2018-06-19 18:40:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1348036 | Avalara Inc | AVLR | Services-Prepackaged Software (7372) | 911995935 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582737 | Tami Reller | 255 South King St., Suite 1800 Seattle WA 98104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-02-22 | 30,000 | $16.60 | 30,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 10,000 | $9.16 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 2,058 | $44.53 | 37,942 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 10,000 | $12.20 | 47,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 2,741 | $44.53 | 45,201 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 10,000 | $12.60 | 55,201 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 2,830 | $44.53 | 52,371 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 10,000 | $13.84 | 62,371 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 3,109 | $44.53 | 59,262 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2018-06-19 | 10,000 | $16.60 | 69,262 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-19 | 3,729 | $44.53 | 65,533 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2018-01-24 | 10,000 | $0.00 | 10,000 | $16.60 |
| Common Stock | Warrant (right to buy) | Disposition | 2018-06-19 | 10,000 | $0.00 | 10,000 | $9.16 |
| Common Stock | Warrant (right to buy) | Disposition | 2018-06-19 | 10,000 | $0.00 | 10,000 | $12.20 |
| Common Stock | Warrant (right to buy) | Disposition | 2018-06-19 | 10,000 | $0.00 | 10,000 | $12.60 |
| Common Stock | Warrant (right to buy) | Disposition | 2018-06-19 | 10,000 | $0.00 | 10,000 | $13.84 |
| Common Stock | Warrant (right to buy) | Disposition | 2018-06-19 | 10,000 | $0.00 | 10,000 | $16.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- The shares issuable upon exercise of the warrant are subject to the terms of a lock-up agreement entered into in connection with the Issuer's initial public offering.
- The warrant was fully exercisable upon grant.
- Unless sooner exercised, the warrant expires immediately prior to the closing of the Issuer's initial public offering and will be automatically net exercised pursuant to its terms if not exercised prior to that time.
Billionaire Hedge Funds
