Filing Details

Accession Number:
0001209191-18-038611
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-19 17:00:36
Reporting Period:
2018-06-15
Accepted Time:
2018-06-19 17:00:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1660134 Okta Inc. OKTA Telephone & Telegraph Apparatus (3661) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079576 R Michael Kourey C/O Okta, Inc.
301 Brannan Street
San Francisco CA 94107
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-06-15 17,500 $0.00 17,500 No 4 C Direct
Class A Common Stock Disposition 2018-06-15 3,200 $52.43 14,300 No 4 S Direct
Class A Common Stock Disposition 2018-06-15 2,101 $53.42 12,199 No 4 S Direct
Class A Common Stock Disposition 2018-06-15 12,199 $54.44 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2018-06-15 17,500 $0.00 17,500 $8.62
Class A Common Stock Class B Common Stock Acquisiton 2018-06-15 17,500 $0.00 17,500 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-06-15 17,500 $0.00 17,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
265,000 2025-12-16 No 4 M Direct
17,500 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  3. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.025 to $53.015 pershare, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.04 to 53.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.035 to $54.48 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The shares subject to the option shall vest in 48 equal monthly installments commencing 11/12/2015, subject to the Reporting Person's continuous service to the Issuer through each vesting date. The option is early exercisable by the Reporting Person.