Filing Details
- Accession Number:
- 0001639691-18-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 16:30:08
- Reporting Period:
- 2018-06-15
- Accepted Time:
- 2018-06-19 16:30:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1639691 | Livanova Plc | LIVN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1400857 | Jeffrey Daniel Moore | 20 Eastbourne Terrace London X0 W2 6LG | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2018-06-15 | 1,000 | $104.95 | 48,296 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | Acquisiton | 2018-06-15 | 1,762 | $0.00 | 1,762 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,647 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017.
- Represents weighted average selling price. Securities sold through approximately 10 separate sales on the transaction date at prices ranging from $104.46 to $105.20. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- Reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on June 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.