Filing Details
- Accession Number:
- 0000048287-18-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 14:25:16
- Reporting Period:
- 2018-06-15
- Accepted Time:
- 2018-06-19 14:25:16
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418317 | H Marshall Bridges | 600 East Second Street Muscatine IA 52761 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-15 | 2,500 | $10.36 | 11,479 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-15 | 1,240 | $38.11 | 10,313 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Non-qualifying employee stock option (right to buy) | Disposition | 2018-06-15 | 2,500 | $0.00 | 2,500 | $10.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-23 | 2019-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 804 | Indirect | Profit Sharing Retirement Plan |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
- Reflects the sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- The dollar amount in column 4 is a result of multiple trades at the same price. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price.
- The total reported in column 5 includes 74.16 shares acquired under the HNI Corporation Members' Stock Purchase Plan.