Filing Details
- Accession Number:
- 0000899243-18-017141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 14:15:04
- Reporting Period:
- 2018-05-30
- Accepted Time:
- 2018-06-19 14:15:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654925 | Alex Gusinov | Vicor Corporation 25 Frontage Rd. Andover MA 01810 | Corp. Vp Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-30 | 172 | $0.00 | 172 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-06-11 | 2,288 | $19.86 | 2,460 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-11 | 1,417 | $49.30 | 1,043 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 2,288 | $0.00 | 2 | $19.86 |
| Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 22,630 | $0.00 | 22,630 | $11.25 |
| Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 4,322 | $0.00 | 4,322 | $12.57 |
| Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 6,102 | $0.00 | 6,102 | $17.30 |
| Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 14,239 | $0.00 | 14,239 | $8.06 |
| Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 2,288 | $0.00 | 2,288 | $12.19 |
| Common Stock | Non Qualified Stock Option | Disposition | 2018-06-11 | 2,288 | $0.00 | 2,288 | $19.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,288 | 2018-06-12 | No | 4 | A | Direct | |
| 22,630 | 2020-11-01 | No | 4 | A | Direct | |
| 4,322 | 2022-05-15 | No | 4 | A | Direct | |
| 6,102 | 2023-09-13 | No | 4 | A | Direct | |
| 14,239 | 2024-04-14 | No | 4 | A | Direct | |
| 2,288 | 2024-07-21 | No | 4 | A | Direct | |
| 0 | 2018-06-12 | No | 4 | M | Direct |
Footnotes
- Received in exchange for shares of Picor Corporation common stock in connection with the merger of Picor Corporation into Vicor Corporation (the "Merger").
- This stock option is exercisable in full.
- In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.
- This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21.
- 11,391 stock options are exercisable at 5/30/18. The remaining 2,848 stock options become exercisable on 4/14/19.
- This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22.
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