Filing Details
- Accession Number:
- 0000899243-18-017140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-19 14:12:04
- Reporting Period:
- 2018-05-30
- Accepted Time:
- 2018-06-19 14:12:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
751978 | Vicor Corp | VICR | Electronic Components, Nec (3679) | 042742817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403540 | Claudio Tuozzolo | Vicor Corporation 25 Frontage Rd. Andover MA 01810 | Corp. Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-30 | 9,480 | $0.00 | 9,790 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-06-04 | 2,558 | $6.29 | 12,348 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-04 | 2,558 | $45.85 | 9,790 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-06-11 | 6,356 | $19.86 | 16,146 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-11 | 4,564 | $48.26 | 11,582 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 6,356 | $0.00 | 6,356 | $19.86 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 67,604 | $0.00 | 67,604 | $11.25 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 12,878 | $0.00 | 12,878 | $12.57 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 7,628 | $0.00 | 7,628 | $17.30 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 31,327 | $0.00 | 31,327 | $8.06 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 6,356 | $0.00 | 6,356 | $12.19 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-05-30 | 1,220 | $0.00 | 1,220 | $8.06 |
Common Stock | Non Qualified Stock Option | Disposition | 2018-06-04 | 2,558 | $0.00 | 2,558 | $6.29 |
Common Stock | Non Qualified Stock Option | Disposition | 2018-06-11 | 6,356 | $0.00 | 6,356 | $19.86 |
Common Stock | Non Qualified Stock Option | Acquisiton | 2018-06-15 | 1,061 | $0.00 | 1,061 | $47.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,356 | 2018-06-12 | No | 4 | A | Direct | |
67,604 | 2020-11-01 | No | 4 | A | Direct | |
12,878 | 2022-06-18 | No | 4 | A | Direct | |
7,628 | 2023-09-13 | No | 4 | A | Direct | |
31,327 | 2024-04-14 | No | 4 | A | Direct | |
6,356 | 2024-07-21 | No | 4 | A | Direct | |
1,220 | 2024-09-10 | No | 4 | A | Direct | |
13,137 | 2023-06-17 | No | 4 | M | Direct | |
0 | 2018-06-12 | No | 4 | M | Direct | |
1,061 | 2028-06-15 | No | 4 | A | Direct |
Footnotes
- Received in exchange for shares of Picor Corporation common stock in connection with the merger of Picor Corporation into Vicor Corporation (the "Merger").
- This stock option is exercisable in full.
- In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.
- This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21.
- 25,061 stock options are exercisable at 5/30/18. The remaining 6,266 stock options become exercisable on 4/14/19.
- This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22.
- 732 stock options are exercisable at 5/30/18. The remaining 488 stock options vest in two equal installments on 9/10/18 and 9/10/19.
- Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.