Filing Details
- Accession Number:
- 0001209191-18-038426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-18 19:46:23
- Reporting Period:
- 2018-06-14
- Accepted Time:
- 2018-06-18 19:46:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Nutrition Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311283 | Robert Levy | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Evp, The Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-14 | 10,008 | $29.99 | 522,996 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-14 | 5,559 | $54.00 | 517,437 | No | 4 | D | Direct | |
Common Stock | Disposition | 2018-06-14 | 2,343 | $54.00 | 515,094 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-06-14 | 21,206 | $15.22 | 536,300 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-14 | 5,977 | $54.00 | 530,323 | No | 4 | D | Direct | |
Common Stock | Disposition | 2018-06-14 | 8,019 | $54.00 | 522,304 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-06-18 | 9,316 | $54.00 | 512,988 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2018-06-14 | 10,008 | $0.00 | 10,008 | $29.99 |
Common Stock | Stock Appreciation Rights | Disposition | 2018-06-14 | 21,206 | $0.00 | 21,206 | $15.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-04-30 | 2024-04-30 | No | 4 | M | Direct |
0 | 2018-03-02 | 2025-03-02 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018.
- The reporting person received 2,106 shares of common stock upon the net exercise of 10,008 stock appreciation rights ("SARs"). The reporting person forfeited 5,559 shares of common stock underlying such SARs in payment of the exercise price and 2,343 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on June 14, 2018 of $54.00.
- The reporting person received 7,210 shares of common stock upon the net exercise of 21,206 SARs. The reporting person forfeited 5,977 shares of common stock underlying such SARs in payment of the exercise price and 8,019 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on June 14, 2018 of $54.00.
- These SARs were previously reported as covering 5,004 shares at an exercise price of $59.98 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
- These SARS were previously reported as covering 10,603 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.