Filing Details
- Accession Number:
- 0001250853-18-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-18 19:26:10
- Reporting Period:
- 2018-06-14
- Accepted Time:
- 2018-06-18 19:26:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278604 | F Howard Hill | 7610 Miramar Rd Suite 6000 San Diego CA 92126-4202 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-14 | 4,000 | $5.88 | 228,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-14 | 4,000 | $8.10 | 224,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-14 | 4,000 | $4.41 | 228,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-14 | 4,000 | $8.20 | 224,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-15 | 4,000 | $4.07 | 228,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-15 | 4,000 | $8.30 | 224,221 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-06-14 | 4,000 | $0.00 | 4,000 | $5.88 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-06-14 | 4,000 | $0.00 | 4,000 | $4.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-06-15 | 4,000 | $0.00 | 4,000 | $4.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-04-11 | No | 4 | M | Direct | |
| 0 | 2019-11-19 | No | 4 | M | Direct | |
| 4,733 | 2020-04-06 | No | 4 | M | Direct |
Footnotes
- Stock Option vests and becomes exercisable in three equal annual increments beginning April 11, 2015.
- Stock Option vests and becomes exercisable in three annual increments beginning October 31, 2015 for 1,333 shares, October 31, 2016 for 1,333 shares and October 31, 2017 for 1,334 shares.
- Stock Option vests and becomes exercisable in two installments with 4,366 shares becoming exercisable on 7/6/15 and 4,367 shares becoming exercisable on 10/6/15.
Billionaire Hedge Funds
