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Home > Insider Trading > Filing (0001209191-18-038408)

Filing Details

Accession Number:: 0001209191-18-038408
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-18 18:10:28
Reporting Period:: 2018-06-15

Accepted Time:: 2018-06-18 18:10:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1621832	Aqua Metals Inc.	AQMS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1433316	Ii Knuettel Francis	1010 Atlantic Ave. Alameda CA 94501	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-06-15	2,500	$3.34	157,500	No	4	P	Direct
Common Stock	Acquisiton	2018-06-18	5,000	$2.85	162,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

Includes 150,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. 50,000 of the RSU's shall vest and be delivered on April 12, 2019, 4,167 of the RSUs shall vest and be delivered each month thereafter, and 4,159 of the RSUs shall vest and be delivered on April 12, 2021.