Filing Details
- Accession Number:
- 0001231886-11-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 16:43:52
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 16:43:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357326 | Riverbed Technology Inc. | RVBD | Computer Communications Equipment (3576) | 030448754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374644 | David Peranich | C/O Riverbed Technology, Inc. 199 Fremont St. San Francisco CA 94105 | Exec. Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-15 | 10,556 | $7.19 | 491,954 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 10,000 | $15.96 | 501,954 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 15,000 | $3.25 | 516,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 41,287 | $41.66 | 475,667 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-15 | 7,600 | $42.44 | 468,067 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-02-15 | 15,000 | $0.00 | 15,000 | $3.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-15 | 10,556 | $0.00 | 10,556 | $7.19 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-15 | 10,000 | $0.00 | 10,000 | $15.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,666 | 2013-07-18 | No | 4 | M | Direct | |
| 84,445 | 2015-04-30 | No | 4 | M | Direct | |
| 140,000 | 2014-04-29 | No | 4 | M | Direct |
Footnotes
- Sale pursuant to a Rule 10b5-1 trading plan.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $41.26 to $42.25 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The sales price reported in column 4 of Table I represents the weighted average sales price of the shares sold ranging from $42.26 to $42.66 per share. The reporting person will provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option was previously reported as covering 20,833 shares at an exercise price of $6.50 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010
- Option becomes exercisable in annual and monthly installments over a period of 4 years of continuous service after July 10, 2006.
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2008.
- This option was previously reported as covering 75,000 shares at an exercise price of $31.91 per share, but was adjusted to reflect the 2-for-1 stock split that occurred on November 8, 2010
- Option becomes exercisable in monthly installments over a period of 48 months of continuous service after May 1, 2007.
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