Filing Details
- Accession Number:
- 0001144204-18-034510
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-18 08:56:53
- Reporting Period:
- 2018-06-14
- Accepted Time:
- 2018-06-18 08:56:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579910 | Resonant Inc | RESN | () | TX |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1573572 | Park City Capital, Llc | 100 Crescent Court, Suite 700 Dallas TX 75201 | Yes | No | No | No | |
1589232 | J Michael Fox | C/O Park City Capital, Llc 100 Crescent Court, Suite 700 Dallas TX 75201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-14 | 80,972 | $5.61 | 1,115,972 | No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
Common Stock | Acquisiton | 2018-06-15 | 19,028 | $5.62 | 1,135,000 | No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
No | 4 | P | Indirect | By Park City Capital Offshore Master, Ltd. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 52,448 | Direct |
Footnotes
- Does not include currently exercisable warrants to purchase 335,000 shares of Common Stock of the Issuer held by the fund.
- Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
- Does not include currently exercisable warrants to purchase 10,700 shares of Common Stock of the Issuer and 15,141 unvested restricted stock units held by Mr. Fox. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- Includes brokerage commissions of $0.02 per share.
- The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.52 to $5.60. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.