Filing Details
- Accession Number:
- 0001140361-18-028851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-15 17:53:12
- Reporting Period:
- 2018-06-13
- Accepted Time:
- 2018-06-15 17:53:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234527 | John Gaulding | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-13 | 5,836 | $0.00 | 117,224 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-15 | 4,096 | $16.10 | 113,128 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2018-06-13 | 5,836 | $0.00 | 5,836 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,837 | No | 4 | M | Direct |
Footnotes
- Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016.
- Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock unit grant reported in Table II.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.05 to $16.13 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Each RSU represents a contingent right to receive one share of common stock.
- The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019.