Filing Details

Accession Number:
0001209191-11-010607
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-17 16:29:18
Reporting Period:
2011-02-15
Filing Date:
2011-02-17
Accepted Time:
2011-02-17 16:29:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895516 Spectrum Group International Inc. SPGZ.PK Wholesale-Jewelry, Watches, Precious Stones & Metals (5094) 222365834
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1108038 N Gregory Roberts 18061 Fitch
Irvine CA 92618
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2011-02-15 200,000 $2.06 1,271,521 No 4 P Indirect See note below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See note below
Footnotes
  1. Represents the weighted average purchase price. The actual prices ranged from $2.0485 to $2.08 per share.
  2. Includes 60,000 Restricted Stock Units, settleable in common stock. If not earlier forfeited, the RSUs vest on June 30, 2013.
  3. Includes 625,000 shares owned by Silver Bow Ventures LLC., which is 50% owned by Reporting Person. Reporting Person disclaims beneficial ownership of these shares.