Filing Details
- Accession Number:
- 0001209191-11-010607
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 16:29:18
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 16:29:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895516 | Spectrum Group International Inc. | SPGZ.PK | Wholesale-Jewelry, Watches, Precious Stones & Metals (5094) | 222365834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1108038 | N Gregory Roberts | 18061 Fitch Irvine CA 92618 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2011-02-15 | 200,000 | $2.06 | 1,271,521 | No | 4 | P | Indirect | See note below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See note below |
Footnotes
- Represents the weighted average purchase price. The actual prices ranged from $2.0485 to $2.08 per share.
- Includes 60,000 Restricted Stock Units, settleable in common stock. If not earlier forfeited, the RSUs vest on June 30, 2013.
- Includes 625,000 shares owned by Silver Bow Ventures LLC., which is 50% owned by Reporting Person. Reporting Person disclaims beneficial ownership of these shares.