Filing Details
- Accession Number:
- 0001628280-18-007904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-14 21:08:47
- Reporting Period:
- 2018-06-12
- Accepted Time:
- 2018-06-14 21:08:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602682 | E Thomas Conway | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-12 | 9,862 | $0.00 | 9,862 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-12 | 9,862 | $9.24 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2018-06-12 | 9,862 | $0.00 | 9,862 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,586 | No | 4 | M | Direct |
Footnotes
- Represents the conversion upon vesting of restricted stock units ("RSUs") into common stock. On June 12, 2017, the reporting person was granted 39,448 RSUs, of which 1/4th vested on June 12, 2018, at which time tax withholding obligations were due, resulting in a sale.
- Each RSU represents a contingent right to receive one share of common stock of the registrant.
- On June 12, 2017, the reporting person was granted 39,448 RSUs, of which 1/4th vested on June 12, 2018. The remaining unvested RSUs will continue to vest as to 1/16th of the original number of shares subject to the RSUs on each succeeding quarter until fully vested on June 12, 2021.