Filing Details
- Accession Number:
- 0001127602-11-006137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 16:09:25
- Reporting Period:
- 2011-02-16
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 16:09:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256715 | G Gerard Colella | 2 Tech Drive Andover MA 01810 | Vp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-16 | 823 | $20.02 | 848 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 823 | $30.22 | 25 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 436 | $18.44 | 461 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 436 | $30.22 | 25 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-16 | 375 | $18.12 | 400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-16 | 375 | $30.29 | 25 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-16 | 823 | $0.00 | 823 | $20.02 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-16 | 436 | $0.00 | 436 | $18.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-16 | 375 | $0.00 | 375 | $18.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-10-15 | 2011-10-15 | No | 4 | M | Direct |
| 0 | 2003-06-24 | 2012-06-24 | No | 4 | M | Direct |
| 0 | 2004-05-29 | 2013-05-29 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $30.28 to $30.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
- Vests as follows: 33 1/3 after the first year and each successive 12 month period thereafter.
- Vests 100% one year after grant
- 25% after first year, 6.25% each quarter thereafter - total 4 years.
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