Filing Details
- Accession Number:
- 0001209191-18-037701
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-14 16:07:51
- Reporting Period:
- 2018-06-12
- Accepted Time:
- 2018-06-14 16:07:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370702 | Quantenna Communications Inc | QTNA | Semiconductors & Related Devices (3674) | 331127317 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688418 | William David Carroll | C/O Quantenna Communications, Inc. 1704 Automation Parkway San Jose CA 95131 | Svp Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-12 | 11,676 | $1.50 | 75,951 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-12 | 474 | $2.00 | 76,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-12 | 396 | $3.00 | 76,821 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-12 | 12,546 | $17.00 | 64,275 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-12 | 11,676 | $0.00 | 11,676 | $1.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-12 | 474 | $0.00 | 474 | $2.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-12 | 396 | $0.00 | 396 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 78,108 | 2023-02-05 | No | 4 | M | Direct | |
| 3,125 | 2024-12-10 | No | 4 | M | Direct | |
| 4,842 | 2025-12-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | By Child of Reporting Person |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- The shares subject to the option are fully vested and exercisable.
- One fourth (1/4) of the shares subject to the option vested on December 10, 2015, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.
- One fourth (1/4) of the shares subject to the option vested on December 3, 2016, and one forty-eighth (1/48) of the shares vest monthly thereafter, subject to the Reporting Person's continued service on each such vesting date.
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