Filing Details
- Accession Number:
- 0001437749-18-011815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-14 15:45:54
- Reporting Period:
- 2018-06-14
- Accepted Time:
- 2018-06-14 15:45:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8328 | Applied Minerals Inc. | AMNL | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 820096527 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185060 | F John Levy | 55 Washington Street 301 Brooklyn NY 11201 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-14 | 125,000 | $0.08 | 927,031 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant | Acquisiton | 2018-06-14 | 125,000 | $0.00 | 125,000 | $0.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,733,670 | 2018-06-13 | 2021-06-12 | No | 4 | P | Direct |
Footnotes
- Applied Minerals, Inc. (the "Company") sold to Mr. Levy 125,000 shares of common stock at $0.08 per share. The purchase also included an issuance to Mr. Levy of 125,000 warrants to purchase shares of common stock. Each warrant allows Mr. Levy to purchase one share of common stock for $0.15. The term of each warrant is three years. The Company has the right to purchase each outstanding warrant for a price of $0.01 when the VWAP of the Company's common stock, calculated over twenty (20) consecutive trading days, is equal to or greater than $0.30 per share.