Filing Details
- Accession Number:
- 0001140361-18-028387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-13 15:20:04
- Reporting Period:
- 2018-06-12
- Accepted Time:
- 2018-06-13 15:20:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1616745 | Peter Albanese | 50606 Ameriprise Financial Center Mineapolis MN 55474 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 1,300 | $27.51 | 9,268 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 600 | $27.53 | 8,668 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 200 | $27.51 | 8,468 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 400 | $27.51 | 8,068 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 600 | $27.50 | 7,468 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 400 | $27.50 | 7,068 | No | 4 | S | Direct | |
| Tri-Continental Corporation Common Stock | Disposition | 2018-06-12 | 2,000 | $27.49 | 5,068 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
