Filing Details
- Accession Number:
- 0001209191-18-037267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-12 17:07:33
- Reporting Period:
- 2018-06-08
- Accepted Time:
- 2018-06-12 17:07:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931015 | Polaris Industries Inc | PII | Miscellaneous Transportation Equipment (3790) | 411790959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418237 | D. Michael Dougherty | 2100 Highway 55 Medina MN 55340 | President-International | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-04-30 | 562 | $0.00 | 32,376 | No | 5 | G | Indirect | by spouse's trust |
Common Stock | Acquisiton | 2018-04-30 | 279 | $0.00 | 2,713 | No | 5 | G | Indirect | by wife as UTMA custodian for son |
Common Stock | Acquisiton | 2018-04-30 | 283 | $0.00 | 2,741 | No | 5 | G | Indirect | by wife as UTMA custodian for daughter |
Common Stock | Disposition | 2018-06-07 | 140 | $0.00 | 32,236 | No | 5 | G | Indirect | by spouse's trust |
Common Stock | Acquisiton | 2018-06-08 | 15,000 | $65.57 | 21,598 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-06-08 | 14,900 | $125.60 | 6,698 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-06-08 | 100 | $126.07 | 6,598 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by spouse's trust |
No | 5 | G | Indirect | by wife as UTMA custodian for son |
No | 5 | G | Indirect | by wife as UTMA custodian for daughter |
No | 5 | G | Indirect | by spouse's trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2018-06-08 | 15,000 | $0.00 | 15,000 | $65.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,673 | Indirect | by ESOP |
Footnotes
- Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
- Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
- Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.
- Reflects the weighted average price of 14,900 shares of Common Stock sold by the reporting person in multiple transactions on June 8, 2018 with sale prices ranging from $125.05 to $125.795 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Estimate of the number of shares held in the reporting person's ESOP fund as of June 8, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
- The option vested in two equal installments on February 1, 2014 and February 1, 2016.