Home > Insider Trading > Filing (0001209191-18-037204)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1046102	Ritchie Bros Auctioneers Inc	RBA	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1661696	William Karl Werner	C/O Ritchie Bros. Auctioneers Inc. 9500 Glenlyon Parkway Burnaby A1 V5J 0C6	Ch. Op. & Supp. Dev. Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2018-06-08	3,390	$35.49	3	No	4	S	Indirect	Employee Stock Purchase Plan
Common Shares	Acquisiton	2018-06-08	3,827	$21.82	3,827	No	4	M	Direct
Common Shares	Acquisiton	2018-06-08	9,600	$25.91	13,427	No	4	M	Direct
Common Shares	Acquisiton	2018-06-08	9,500	$23.44	22,927	No	4	M	Direct
Common Shares	Acquisiton	2018-06-08	13,600	$21.34	36,527	No	4	M	Direct
Common Shares	Acquisiton	2018-06-08	16,284	$22.46	52,811	No	4	M	Direct
Common Shares	Acquisiton	2018-06-08	26,222	$24.07	79,033	No	4	M	Direct
Common Shares	Acquisiton	2018-06-08	19,848	$24.84	98,881	No	4	M	Direct
Common Shares	Disposition	2018-06-08	98,881	$35.52	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Employee Stock Purchase Plan
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	3,827	$0.00	3,827	$21.82
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	9,600	$0.00	9,600	$25.91
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	9,500	$0.00	9,500	$23.44
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	13,600	$0.00	13,600	$21.34
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	16,284	$0.00	16,284	$22.46
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	26,222	$0.00	26,222	$24.07
Common Shares	Employee Stock Option (Right to Buy)	Disposition	2018-06-08	19,848	$0.00	19,848	$24.84

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2020-03-11	No	4	M	Direct
0	2021-03-03	No	4	M	Direct
0	2022-03-06	No	4	M	Direct
0	2023-03-05	No	4	M	Direct
0	2024-03-11	No	4	M	Direct
13,110	2026-03-02	No	4	M	Direct
4,757	2025-03-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	27,896	Indirect	Long Term Investment Plan

Footnotes

The option was granted on March 11, 2010 and vested in three equal annual installments beginning on March 11, 2011.
The option was granted on March 3, 2011 and vested in three equal annual installments beginning on March 3, 2012.
The option was granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.
The option was granted on March 5, 2013 and vested in three equal annual installments beginning on March 5, 2014.
The option was granted on March 11, 2014 and vested in three equal annual installments beginning on March 11, 2015.
The option was granted on March 2, 2016 and vested in three equal annual installments beginning on March 2, 2017.
The option was granted on March 10, 2015 and vested in three equal annual installments beginning on March 10, 2016.