Filing Details
- Accession Number:
- 0001475246-18-000048
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-06-12 14:47:42
- Reporting Period:
- 2017-03-06
- Accepted Time:
- 2018-06-12 14:47:42
- Original Submission Date:
- 2017-03-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321741 | Gladstone Investment Corporation | GAIN | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238284 | Lee Terry Brubaker | 1521 Westbranch Drive Suite 100 Mclean VA 22102 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-03-06 | 104,936 | $9.18 | 43,711 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Direct |
Footnotes
- This optional Form 4 is filed to correct the total amount of shares held by the reporting person immediately following the transaction on March 6, 2017.