Filing Details

Accession Number:
0000049071-18-000076
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-12 13:58:45
Reporting Period:
2018-06-11
Accepted Time:
2018-06-12 13:58:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561149 D Elizabeth Bierbower Humana Inc.
500 West Main Street
Louisville KY 40202
Segment President, Group Bus. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2018-06-11 1,804 $79.66 21,683 No 4 M Direct
Humana Common Acquisiton 2018-06-11 362 $72.84 22,045 No 4 M Direct
Humana Common Acquisiton 2018-06-11 1,372 $72.84 23,417 No 4 M Direct
Humana Common Disposition 2018-06-11 6,036 $300.91 17,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2018-06-11 1,804 $0.00 1,804 $79.66
Humana Common Options Disposition 2018-06-11 1,734 $0.00 1,734 $72.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-06-20 No 4 M Direct
0 2019-02-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $102.16 2021-02-18 8,381 8,381 Direct
Humana Common Options $164.65 2022-02-24 7,627 7,627 Direct
Humana Common Options $167.81 2023-02-18 8,925 8,925 Direct
Humana Common Options $217.42 2024-03-08 14,997 14,997 Direct
Humana Common Options $268.47 2025-02-19 4,817 4,817 Direct
Humana Common Restricted Stock Units $0.00 646 646 Direct
Humana Common Restricted Stock Units $0.00 2,682 2,682 Direct
Humana Common Restricted Stock Units $0.00 1,117 1,117 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-18 8,381 8,381 Direct
2022-02-24 7,627 7,627 Direct
2023-02-18 8,925 8,925 Direct
2024-03-08 14,997 14,997 Direct
2025-02-19 4,817 4,817 Direct
646 646 Direct
2,682 2,682 Direct
1,117 1,117 Direct
Footnotes
  1. Right to buy pursuant to Company's 2003 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 06/20/2012, vesting in three increments from 06/20/2013 to 06/20/2015.
  2. Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/2013, vesting in three increments from 02/20/2014 to 02/20/2016.
  3. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/2014, vesting in three increments from 02/18/2015 to 02/18/2017.
  4. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
  5. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.
  6. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.
  7. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21.
  8. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  9. Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.
  10. Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.
  11. Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.
  12. Shares sold at prices ranging from $300.43 to $300.964. Price reported is weighted average sales price.