Filing Details
- Accession Number:
- 0001494650-18-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-11 17:12:27
- Reporting Period:
- 2018-06-07
- Accepted Time:
- 2018-06-11 17:12:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1494650 | Optinose Inc. | OPTN | Pharmaceutical Preparations (2834) | 421771610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685002 | P Robert O'neil | C/O Optinose, Inc. 1020 Stony Hill Road, Suite 300 Yardley PA 19067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-08 | 2,000 | $22.75 | 2,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-06-07 | 28,879 | $22.50 | 28,879 | $22.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 28,879 | 2028-06-06 | No | 4 | A | Direct |
Footnotes
- The option vests and becomes exercisable over a three-year period commencing on June 7, 2018. Thirty-three percent (33%) of the option vests and becomes exercisable on June 7, 2019, and the balance vests in equal monthly installments (rounded down to the nearest whole share) over the remaining two years of the three-year period, subject to continued service with the Issuer.
Billionaire Hedge Funds
