Filing Details
- Accession Number:
- 0001659154-18-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-11 16:50:05
- Reporting Period:
- 2018-06-07
- Accepted Time:
- 2018-06-11 16:50:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277509 | Federal Signal Corp | FSS | Motor Vehicles & Passenger Car Bodies (3711) | 361063330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1282554 | L Jennifer Sherman | 1415 W. 22Nd Street Suite 1100 Oak Brook IL 60523 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-07 | 36,459 | $6.52 | 246,382 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-07 | 36,459 | $24.46 | 209,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-08 | 8,818 | $6.52 | 218,732 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-08 | 8,818 | $24.18 | 209,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-08 | 16,100 | $6.68 | 226,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-08 | 16,100 | $24.19 | 209,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-08 | 14,479 | $8.53 | 224,393 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-08 | 14,479 | $24.31 | 209,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-08 | 6,806 | $10.04 | 216,720 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-08 | 6,806 | $24.21 | 209,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-11 | 13,394 | $10.04 | 223,308 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-11 | 13,394 | $24.22 | 209,914 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right-to-buy) | Disposition | 2018-06-07 | 36,459 | $0.00 | 36,459 | $6.52 |
| Common Stock | Stock Options (right-to-buy) | Disposition | 2018-06-08 | 8,818 | $0.00 | 8,818 | $6.52 |
| Common Stock | Stock Options (right-to-buy) | Disposition | 2018-06-08 | 16,100 | $0.00 | 16,100 | $6.68 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2018-06-08 | 14,479 | $0.00 | 14,479 | $8.53 |
| Common Stock | Stock Options (right-to-buy) | Disposition | 2018-06-08 | 6,806 | $0.00 | 6,806 | $10.04 |
| Common Stock | Stock Options (right-to-buy) | Disposition | 2018-06-11 | 13,394 | $0.00 | 13,394 | $10.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-04 | No | 4 | M | Direct | |
| 0 | 2021-05-04 | No | 4 | M | Direct | |
| 0 | 2019-02-20 | No | 4 | M | Direct | |
| 0 | 2019-08-07 | No | 4 | M | Direct | |
| 0 | 2020-04-26 | No | 4 | M | Direct | |
| 0 | 2020-04-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 53,802 | Indirect | held by 401(k) plan |
Footnotes
- 692.712 shares were acquired through the dividend reinvestment plan.
- This transaction was executed in multiple trades at prices ranging from $24.25 to $24.68; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $24.18 to $24.20; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $24.18 to $24.22; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $24.30 to $24.34; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $24.18 to $24.24; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
- This transaction was executed in multiple trades at prices ranging from $24.20 to $24.27; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
- Shares held in account under the Federal Signal Corporation Retirement Savings Plan 401(k) dated January 1, 2007.
- The option vested in three equal installments on May 4, 2012, 2013, and 2014.
- The option vested in three equal installments on February 20, 2010, 2011, and 2012.
- The option vested in three equal installments on August 7, 2010, 2011, and 2012.
- The option vested in three equal installments on April 26, 2011, 2012, and 2013.
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