Home > Insider Trading > Filing (0001127602-18-020618)

Filing Details

Accession Number:: 0001127602-18-020618
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-11 16:42:44
Reporting Period:: 2018-06-07

Accepted Time:: 2018-06-11 16:42:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91440	Snap-On Inc	SNA	Cutlery, Handtools & General Hardware (3420)	390622040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1433027	M Irwin Shur	Snap-On Incorporated 2801 80Th Street Kenosha WI 53143	Vp, Gen Counsel & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-06-07	14,000	$79.04	23,385	No	4	M	Direct
Common Stock	Disposition	2018-06-07	12,500	$156.26	10,885	No	4	S	Direct
Common Stock	Disposition	2018-06-07	1,500	$157.04	9,385	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2018-06-07	14,000	$0.00	14,000	$79.04

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2023-02-13	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$109.43		2024-02-13	14,000	14,000	Direct
Common Stock	Stock Option (Right to Buy)	$144.69		2025-02-12	14,000	14,000	Direct
Common Stock	Stock Option (Right to Buy)	$138.03	2017-02-11	2026-02-11	14,000	14,000	Direct
Common Stock	Stock Option (Right to Buy)	$168.70	2018-02-09	2027-02-09	14,000	14,000	Direct
Common Stock	Stock Option (Right to Buy)	$161.18	2019-02-15	2028-02-15	10,569	10,569	Direct
Common Stock	Restricted Stock Units	$0.00			1,221	1,221	Direct
Common Stock	Restricted Stock Units	$0.00			377	377	Direct
Common Stock	Restricted Stock Units	$0.00			1,227	1,227	Direct
Common Stock	Performance Units	$0.00			1,051	1,051	Direct
Common Stock	Performance Units	$0.00			1,001	1,001	Direct
Common Stock	Performance Units	$0.00			1,227	1,227	Direct
Common Stock	Deferred Stock Units	$0.00			1,700	1,700	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-02-13	14,000	14,000	Direct
2025-02-12	14,000	14,000	Direct
2026-02-11	14,000	14,000	Direct
2027-02-09	14,000	14,000	Direct
2028-02-15	10,569	10,569	Direct
	1,221	1,221	Direct
	377	377	Direct
	1,227	1,227	Direct
	1,051	1,051	Direct
	1,001	1,001	Direct
	1,227	1,227	Direct
	1,700	1,700	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $156.00 to $156.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
This transaction was executed in multiple trades at prices ranging from $157.01 to $157.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Option fully vested.
Exercise of Rule 16b-3 stock option.
Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
1 for 1.
The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.
The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
This information is based on a plan statement dated March 31, 2018.