Filing Details
- Accession Number:
- 0000899243-18-015972
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-06-11 16:12:39
- Reporting Period:
- 2017-11-03
- Accepted Time:
- 2018-06-11 16:12:39
- Original Submission Date:
- 2017-11-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1701732 | Altair Engineering Inc. | ALTR | Services-Prepackaged Software (7372) | 382591828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1720807 | J George Christ | C/O Altair Engineering Inc. 1820 E. Big Beaver Road Troy MI 48083 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-11-03 | 800,000 | $0.00 | 800,000 | No | 4 | C | Indirect | By Christ Revocable Trust dated May 8, 2015 |
| Class A Common Stock | Disposition | 2017-11-03 | 800,000 | $12.09 | 0 | No | 4 | S | Indirect | By Christ Revocable Trust dated May 8, 2015 |
| Class A Common Stock | Acquisiton | 2017-11-03 | 1,200,000 | $0.00 | 1,200,000 | No | 4 | C | Indirect | By GC Investments, LLC |
| Class A Common Stock | Disposition | 2017-11-03 | 1,200,000 | $12.09 | 0 | No | 4 | S | Indirect | By GC Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Christ Revocable Trust dated May 8, 2015 |
| No | 4 | S | Indirect | By Christ Revocable Trust dated May 8, 2015 |
| No | 4 | C | Indirect | By GC Investments, LLC |
| No | 4 | S | Indirect | By GC Investments, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-03 | 800,000 | $0.00 | 800,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-11-03 | 1,200,000 | $0.00 | 1,200,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,546,728 | No | 4 | C | Indirect | ||
| 5,224,004 | No | 4 | C | Indirect |
Footnotes
- This amendment is being filed to correct the number of shares converted and sold. The number of shares converted and sold was misstated on reporting person's original Form 4 filed with the Securities and Exchange Commission on November 3, 2017.
- These shares were sold as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on November 3, 2017. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- The reporting person serves as Trustee. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Reporting person serves as Manager. Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Each share of Class B common stock is immediately convertible, at the option of the shareholder, into one share of Class A common stock and shall automatically convert into Class A common stock upon the occurrence of certain events. Please see Altair Engineering Inc. Registration Statement filed with the Securities and Exchange Commission on Form S-1 (File No. 333-220710) for a description of the conversion rights.
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