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Filing Details

Accession Number:: 0001209191-18-036803
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-08 19:44:44
Reporting Period:: 2018-06-06

Accepted Time:: 2018-06-08 19:44:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337553	Aerie Pharmaceuticals Inc	AERI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1207633	Jr Vicente Anido	C/O Aerie Pharmaceuticals, Inc. 4301 Emperor Blvd., Suite 400 Durham NC 27703	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-06-06	50,000	$2.90	176,320	No	4	M	Direct
Common Stock	Disposition	2018-06-06	45,662	$60.44	130,658	No	4	S	Direct
Common Stock	Disposition	2018-06-06	4,338	$61.10	126,320	No	4	S	Direct
Common Stock	Acquisiton	2018-06-07	50,000	$2.90	176,320	No	4	M	Direct
Common Stock	Disposition	2018-06-07	33,614	$62.06	142,706	No	4	S	Direct
Common Stock	Disposition	2018-06-07	16,386	$62.80	126,320	No	4	S	Direct
Common Stock	Acquisiton	2018-06-08	23,861	$2.90	150,181	No	4	M	Direct
Common Stock	Acquisiton	2018-06-08	26,139	$3.15	176,320	No	4	M	Direct
Common Stock	Disposition	2018-06-08	20,283	$63.35	156,037	No	4	S	Direct
Common Stock	Disposition	2018-06-08	29,717	$64.52	126,320	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (Right to Buy)	Disposition	2018-06-06	50,000	$0.00	50,000	$2.90
Common Stock	Option (Right to Buy)	Disposition	2018-06-07	50,000	$0.00	50,000	$2.90
Common Stock	Option (Right to Buy)	Disposition	2018-06-08	23,861	$0.00	23,861	$2.90
Common Stock	Option (Right to Buy)	Disposition	2018-06-08	26,139	$0.00	26,139	$3.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
73,861	2016-12-21	2023-03-21	No	4	M	Direct
23,861	2016-12-21	2023-03-21	No	4	M	Direct
0	2016-12-21	2023-03-21	No	4	M	Direct
896,329	2017-09-12	2023-09-12	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold pursuant to the reporting person's Rule 10b5-1 plan in multiple transactions at prices ranging from $60.00 to $60.975, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold pursuant to the reporting person's Rule 10b5-1 plan in multiple transactions at prices ranging from $61.00 to $61.20, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold pursuant to the reporting person's Rule 10b5-1 plan in multiple transactions at prices ranging from $61.50 to $62.425, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold pursuant to the reporting person's Rule 10b5-1 plan in multiple transactions at prices ranging from $62.45 to $63.325, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold pursuant to the reporting person's Rule 10b5-1 plan in multiple transactions at prices ranging from $62.95 to $63.85, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold pursuant to the reporting person's Rule 10b5-1 plan in multiple transactions at prices ranging from $64.20 to $65.00, inclusive.