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Filing Details

Accession Number:: 0001179110-18-008257
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-07 18:32:53
Reporting Period:: 2018-06-05

Accepted Time:: 2018-06-07 18:32:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392678	Hany Nada	C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-06-05	5,850	$6.01	9,093	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2018-06-05	294,150	$6.01	457,364	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2018-06-07	25,000	$0.00	190,200	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2018-06-07	25,000	$0.00	25,000	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-06-07	25,000	$0.00	25,000	$0.00
Common Stock	Stock Option (right to buy)	Acquisiton	2018-06-07	50,000	$0.00	50,000	$5.67

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	M	Direct
25,000		No	4	A	Direct
50,000	2028-06-07	No	4	A	Direct

Footnotes

The sales were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 established on August 23, 2017 by Granite Global Ventures II L.P. ("Granite Global") and GGV II Entrepreneurs Fund L.P. ("GGV").
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.00 to $6.055. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
Represents shares held by GGV. Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
Represents shares held by Granite Global. Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
Vesting of restricted stock units (RSUs) granted to Mr. Nada on June 8, 2017.
Each RSU represents a contingent right to receive one share of Glu common stock
The RSU vests in full on the first to occur of (1) June 8, 2018 or (2) the date of the Glu Mobile Inc. 2018 Annual Meeting of Stockholders.
The RSU vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.
The option is immediately exercisable and vests in full on the first to occur of (1) June 7, 2019 or (2) the date of the Glu Mobile Inc. 2019 Annual Meeting of Stockholders.