Filing Details
- Accession Number:
- 0001209191-11-010447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-17 11:45:36
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-17
- Accepted Time:
- 2011-02-17 11:45:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380568 | Charles Bonasera | 4300 North First Street San Jose CA 95134 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-15 | 10,500 | $0.00 | 36,750 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-15 | 4,029 | $9.63 | 32,721 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2011-02-15 | 4,375 | $0.00 | 37,096 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-15 | 1,827 | $9.63 | 35,229 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-02-16 | 8,819 | $9.74 | 26,410 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-16 | 200 | $9.74 | 26,210 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-02-15 | 10,500 | $0.00 | 10,500 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2011-02-15 | 4,375 | $0.00 | 4,375 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,500 | 2011-02-15 | 2014-02-15 | No | 4 | M | Direct |
17,500 | 2010-02-15 | 2013-02-15 | No | 4 | M | Direct |
Footnotes
- These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010.
- Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
- Includes 17,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Bonasera on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.