Filing Details

Accession Number:
0001209191-11-010447
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-17 11:45:36
Reporting Period:
2011-02-15
Filing Date:
2011-02-17
Accepted Time:
2011-02-17 11:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380568 Charles Bonasera 4300 North First Street
San Jose CA 95134
Vice President, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-15 10,500 $0.00 36,750 No 4 A Direct
Common Stock Disposition 2011-02-15 4,029 $9.63 32,721 No 4 F Direct
Common Stock Acquisiton 2011-02-15 4,375 $0.00 37,096 No 4 A Direct
Common Stock Disposition 2011-02-15 1,827 $9.63 35,229 No 4 F Direct
Common Stock Disposition 2011-02-16 8,819 $9.74 26,410 No 4 S Direct
Common Stock Disposition 2011-02-16 200 $9.74 26,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-02-15 10,500 $0.00 10,500 $0.00
Common Stock Restricted Stock Units Disposition 2011-02-15 4,375 $0.00 4,375 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,500 2011-02-15 2014-02-15 No 4 M Direct
17,500 2010-02-15 2013-02-15 No 4 M Direct
Footnotes
  1. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010.
  2. Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
  3. These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
  4. Includes 17,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Bonasera on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.