Filing Details

Accession Number:
0001179110-18-008207
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-07 16:13:24
Reporting Period:
2018-06-05
Accepted Time:
2018-06-07 16:13:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1657197 Cotiviti Holdings Inc. COTV Services-Business Services, Nec (7389) 460595918
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1673025 Jonathan Olefson C/O Cotiviti Holdings, Inc.
One Glenlake Parkway, Suite 1400
Atlanta GA 30328
Svp, Gen. Counsel, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-06-05 20,000 $6.26 20,884 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-06-05 10,000 $38.00 10,884 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-06-05 5,400 $40.00 5,484 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-06-05 4,600 $40.01 884 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2018-06-05 5,000 $40.00 4,316 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Options (right to buy) Disposition 2018-06-05 20,000 $0.00 20,000 $6.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,200 2023-11-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 of securities held directly by the Reporting Person were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 16, 2017.
  2. The sales reported in this Form 4 of securities held by the The Arnold Olefson 2007 Personal Residence Trust (the "Trust") were effected pursuant to a 10b5-1 trading plan adopted by the Trust on September 13, 2017.
  3. Held directly by The Arnold Olefson 2007 Personal Residence Trust, dated February 7, 2007, of which the Reporting Person serves as a Trustee.
  4. These options ("Performance Awards") vest based on upon the weighted average price of the Issuer's common stock for any fiscal quarter exceeding a value that shall be calculated by the Issuer at the end of each such fiscal quarter in accordance with Stock Option Award Agreement pursuant to which such Performance Awards were granted, subject to the Reporting Person's continued service through each applicable vesting date. All of these Performance Awards had vested as of September 30, 2016.