Filing Details
- Accession Number:
- 0001273295-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-07 16:09:59
- Reporting Period:
- 2018-06-06
- Accepted Time:
- 2018-06-07 16:09:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1273295 | D James Neff | 515 Franklin Square Michigan City IN 46360 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-06 | 2,829 | $15.89 | 150,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-06 | 2,829 | $32.59 | 147,581 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-06 | 3,084 | $15.57 | 150,665 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-06 | 3,084 | $32.59 | 147,581 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2018-06-06 | 2,829 | $0.00 | 2,829 | $15.89 |
| Common Stock | Employee Stock Option | Disposition | 2018-06-06 | 3,084 | $0.00 | 3 | $15.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-17 | 2025-03-17 | No | 4 | M | Direct |
| 0 | 2018-03-15 | 2026-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,038 | Indirect | By SERP |
| Common Stock | 13,111 | Indirect | By ESOP |
| Common Stock | 19,088 | Indirect | By ThriftPlan |
Footnotes
- The option was granted 03/17/2015 and vested in three equal installments beginning on the first anniversary of the date of the grant.
- The option was granted 03/15/2016 and vested in two equal installments beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
