Filing Details

Accession Number:
0001209191-18-036192
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-06 21:35:33
Reporting Period:
2018-06-04
Accepted Time:
2018-06-06 21:35:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327688 Ooma Inc OOMA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234045 B Eric Stang C/O Ooma, Inc.
525 Almanor Ave., Suite 200
Sunnyvale CA 94085
Ceo And Pres. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-06-04 10,000 $11.92 872,646 No 4 S Indirect By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Eric Stang & Pamela Stang TR UA 09/02/2004 Stang Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 397,500 Direct
Common Stock 128,468 Indirect By the Stang Family 2014 Grantor Retained Annunity Trust
Footnotes
  1. Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
  2. The range of prices for the shares of Common Stock is from $11.75 to $12.15. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  3. 6,653 shares of the Company's Common Stock previously held by the GRAT (as defined in footnote 5) were contributed by the GRAT to the Trust (as defined in Footnote 4) pursuant to annuity distributions.
  4. Shares held by the Eric Stang & Pamela Stang Trust U/A 09/02/2004 Stang Family Trust (the "Trust"). Voting and investment power over the shares held by the Trust is exercised by the reporting person, as one of the trustees.
  5. Shares held by the Stang Family 2014 Grantor Retained Annuity Trust (the "GRAT"). Mr. Stang holds voting and dispositive power with respect to the shares held of record by this entity.