Filing Details
- Accession Number:
- 0001593968-18-000860
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-06 18:30:24
- Reporting Period:
- 2018-06-05
- Accepted Time:
- 2018-06-06 18:30:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470518 | B. Charles Ammann | 200 Flynn Road Camarillo CA 93012-8790 | Evp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-05 | 7,500 | $24.74 | 27,897 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-05 | 10,000 | $28.60 | 37,897 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-06-05 | 1,272 | $17.51 | 39,169 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-05 | 10,000 | $50.01 | 29,169 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-05 | 1,272 | $50.01 | 27,897 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-05 | 7,500 | $50.01 | 20,397 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Smtc | Option (right to buy) | Disposition | 2018-06-05 | 7,500 | $0.00 | 7,500 | $24.74 |
| Smtc | Option (right to buy) | Disposition | 2018-06-05 | 10,000 | $0.00 | 10,000 | $28.60 |
| Smtc | Option (right to buy) | Disposition | 2018-06-05 | 1,272 | $0.00 | 1,272 | $17.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-25 | 2020-02-25 | No | 4 | M | Direct |
| 0 | 2016-02-24 | 2021-02-24 | No | 4 | M | Direct |
| 8,728 | 2017-02-23 | 2022-02-23 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request.
- This grant vests in four annual installments beginning on February 25, 2015.
- This grant vests in three annual installments beginning on February 24, 2016.
- This grant vests in three annual installments beginning on February 23, 2017.
Billionaire Hedge Funds
