Filing Details
- Accession Number:
- 0000899243-18-015268
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-06 17:30:37
- Reporting Period:
- 2018-06-05
- Accepted Time:
- 2018-06-06 17:30:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1676479 | Capstar Financial Holdings Inc. | CSTR | State Commercial Banks (6022) | 811527911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685035 | D. Julie Frist | 1201 Demonbreun Street, Suite 700 Nashville TN 37203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-05 | 2,800 | $10.00 | 220,518 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2018-06-05 | 1,395 | $20.08 | 219,123 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Disposition | 2018-06-05 | 2,800 | $0.00 | 2,800 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,033 | 2008-07-14 | 2018-07-14 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,659 | Direct | |
| Common Stock | 532 | Direct | |
| Common Stock | 473 | Direct | |
| Common Stock | 206,809 | Indirect | Charles A. and Patricia F. Elcan |
| Common Stock | 206,809 | Indirect | William R. and Jennifer R. Frist |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $10.00 | 2020-01-20 | 6,000 | 6,000 | Direct | |
| Common Stock | Warrants (right to buy) | $10.00 | 2008-07-14 | 2018-07-14 | 10,834 | 10,834 | Indirect |
| Common Stock | Warrants (right to buy) | $10.00 | 2008-07-14 | 2018-07-14 | 10,833 | 10,833 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-20 | 6,000 | 6,000 | Direct |
| 2018-07-14 | 10,834 | 10,834 | Indirect |
| 2018-07-14 | 10,833 | 10,833 | Indirect |
Footnotes
- The reported item represents shares that were acquired pursuant to the exercise of warrants on June 5, 2018 pursuant to a Rule 10b5-1 trading plan. Of the 2,800 shares acquired, the issuer withheld 1,395 shares to pay the purchase price for the warrants resulting in the issuance of 1,405 shares. Following these reported transactions, the reporting person directly owns 219,123 shares of common stock not subject to restriction or vesting.
- The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 6, 2018 grant date.
- The reported item represents the unvested portion of an award of restricted common stock which was granted on February 28, 2017. As of the date of this report, 265 shares have vested. The remaining 532 shares of restricted common stock under this award vest on the second and third anniversaries of the February 28, 2017 grant date, or February 28, 2019 and February 28, 2020, respectively.
- The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Charles A. Elcan and Patricia F. Elcan and William R. Frist and Jennifer R. Frist are the brothers-in-law and sisters-in-law of the reporting person.
- The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. As of the date of this report, 946 shares have vested. The remaining 473 shares of restricted common stock under this award vest on the third anniversary of the March 3, 2016 grant date, or March 3, 2019.
- These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.
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