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Home > Insider Trading > Filing (0000950103-18-007182)

Filing Details

Accession Number:: 0000950103-18-007182
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-06 15:40:49
Reporting Period:: 2018-06-04

Accepted Time:: 2018-06-06 15:40:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1302215	Houlihan Lokey Inc.	HLI	Miscellaneous Business Credit Institution (6159)	0331

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1070304	Orix Corp	World Trade Center Bldg. 2-4-1 Hamamatsu-Cho, Minato-Ku Tokyo M0 105 6135		No	No	Yes	No
1650299	Orix Hlhz Holding Llc	1717 Main Street Suite 900 Dallas TX 75201		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-06-04	1,985,983	$0.00	2,767,983	No	4	C	Direct
Class A Common Stock	Disposition	2018-06-04	2,682,983	$49.11	85,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-06-04	1,985,983	$0.00	1,985,983	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,162,588			No	4	C	Direct

Footnotes

Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.