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Filing Details

Accession Number:: 0001179706-18-000134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-05 20:51:57
Reporting Period:: 2018-06-01

Accepted Time:: 2018-06-05 20:51:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591357	T Jeff Ricci	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Svp, Controller & Pao	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-06-01	72,595	$8.62	72,595	No	4	M	Direct
Common Stock	Disposition	2018-06-01	72,595	$15.40	0	No	4	S	Direct
Common Stock	Acquisiton	2018-06-01	17,000	$8.83	17,000	No	4	M	Direct
Common Stock	Disposition	2018-06-01	17,000	$15.40	0	No	4	S	Direct
Common Stock	Acquisiton	2018-06-01	25,073	$15.53	25,073	No	4	M	Direct
Common Stock	Disposition	2018-06-01	8,802	$15.53	16,271	No	4	F	Direct
Common Stock	Acquisiton	2018-06-01	17,616	$15.53	33,887	No	4	M	Direct
Common Stock	Disposition	2018-06-01	8,587	$15.53	25,300	No	4	F	Direct
Common Stock	Disposition	2018-06-05	25,300	$15.55	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-06-01	72,595	$0.00	72,595	$8.62
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-06-01	17,000	$0.00	17,000	$8.83
Common Stock	Restricted Stock Units	Disposition	2018-06-01	25,073	$0.00	25,073	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-06-01	17,616	$0.00	17,616	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	193	$0.00	193	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2018-01-03	565	$0.00	565	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-11-02	2023-11-02	No	4	M	Direct
0	2016-12-09	2023-12-09	No	4	M	Direct
0			No	4	M	Direct
0			No	4	M	Direct
20,946			No	4	A	Direct
60,340			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.33 to $15.49. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.45 to $15.635. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
This option reflects post spin-off conversion adjustments previously reported.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 11/02/15 the reporting person was granted 43,133 Restricted Stock Units ("RSUs"), 14,377 of which vested on 11/02/16, 24,196 of which vested on 11/02/17, and 24,196 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 123.4490 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 105.20 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 877 vested dividend equivalent rights and a de minimus adjustment of 0.3510 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which vested on 12/09/16, 16,997 of which vested on 12/09/17, and 17,000 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 86.7347 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 73.9130 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 616 vested dividend equivalent rights and a de minimus adjustment of 0.3523 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 10,227 of which vested on 12/07/17, 10,227 of which will vest on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 193.2970 dividend equivalent rights being reported include 104.3622 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 88.9348 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which will vest on each of 12/07/18, 12/07/19, and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 564.8658 dividend equivalent rights being reported include 304.9745 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 259.8913 at $17.25 per RSU credited to the reporting person's account on 04/04/18.